Compliance & Risk Management

An integrated approach to managed IT, cloud architecture, automation, and advisory—built for growing organizations that demand structure and performance.
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Compliance & Risk Management for Financial Services

End-to-end compliance program design and ongoing management tailored for accounting and financial services firms. Includes WISP development, IRS Publication 4557 safeguards, GLBA Safeguards Rule implementation, SOC 2 readiness, annual risk assessments, employee security training, and audit-ready documentation—delivered by a team that understands the purpose behind each requirement, not just the checkboxes.
Service Details
  • Written Information Security Plan (WISP) development aligned to IRS Publication 4557
  • IRS Security Six implementation: firewall, antivirus, encryption, MFA, backup, and secure remote access
  • GLBA Safeguards Rule compliance for customer financial information protection
  • Documented annual risk assessment identifying threats, vulnerabilities, and mitigation strategies
  • Employee security awareness training programs
  • Incident response planning covering detection, containment, notification, and recovery
  • SOC 2 readiness assessment with gap analysis and remediation roadmap
  • Continuous compliance monitoring of security controls and policy adherence
  • Audit-ready documentation maintenance and evidence management

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